我國(guó)商業(yè)銀行次級(jí)債市場(chǎng)約束機(jī)制研究.pdf

1、復(fù)旦大學(xué)碩士學(xué)位論文我國(guó)商業(yè)銀行次級(jí)債市場(chǎng)約束機(jī)制研究姓名：吳浩申請(qǐng)學(xué)位級(jí)別：碩士專業(yè)：金融學(xué)指導(dǎo)教師：唐朱昌20080415StudyORthemechanismofmarketdisciplineinsubordinateddebtforChinesecommercialbanksAbstractMarketdisciplineisoneofthethreepillarsinthenewBaselAccordinordertostr

2、engththebankingsupervision，andthesubordinateddebthasgotffloreandmoreattentionbecauseofitsspecialmechanismofmarketdisciplineInrecentyears，mostofcommercialbanksinChinaissuedagreatsumofsubordinateddebtforincreasingtheircapi

3、taladequacyratio，andthemechanismofmarketdisciplinewouldbehelpfultotheChinesebankingriskregulationandthedevelopofChinesedebtmarket，SOthispaperresearchesthemechanismofmarketdisciplineinChinesebanksanditsimpactingfactorsOnt

4、hebaseofchapter2summarizingtherelateddocumentsathomeandabroad，thecharter3firstdiscussedthecharacteristicsofthesubordinateddebt舔anewfinancingtool，especiallycomparingitwithequityanddebtintheoperationalmechanismofmarketdisc

5、ipline；Next，weanalyzedindetailthedesignedcharacteristicsoftheChinesebanks’subordinateddebtwhichcouldinfluenceitsroleofmarketdiscipline，includingmaj由thearrangementofissuingtime，pricingandinvestorsandetc，andthenintroducedt

6、hedesignedcharacteristicsofsubordinateddebtintheselecteddevelopedcountriesandzonesandcomparedtheirsimilaritiesanddifferencesforusingasasourceofreferenceforChinaInthechapter4，thepaperfirstconstructedatheorymodelforanalyzi

7、ngtheimpactsofvariousfactorsonmarketdisciplineofChinesebanks’subordinateddebt，andthenbyalleconometricsmodelfurthertestedempiricallythemechanismofmarketdisciplineinChinesebanks’subordinateddebtInthecharter5，thepaperdiscus

8、sedfurtherthereasonsoftheweakenmarketdisciplinemechanisminChinesebanks’subordinateddebt，atthesametimegavethecorrespondingrecommendationsonhowtostrengthenthemechanismofmarketdisciplineKeywords：commercialbanks；subordinated