證券公司期權(quán)信息系統(tǒng)上線檢查標(biāo)準(zhǔn)

1、上海證券交易所技術(shù)文檔證券公司期權(quán)信息系統(tǒng)技術(shù)就緒工作指引文件名稱(chēng)：證券公司期權(quán)信息系統(tǒng)技術(shù)就緒工作指引文件編號(hào)：當(dāng)前版本：V0.6創(chuàng)建人：上海證券交易所文件狀態(tài)：[√]草稿[]評(píng)審[]發(fā)布[]廢止發(fā)布日期：證券公司期權(quán)信息系統(tǒng)技術(shù)就緒工作指引上海證券交易所期權(quán)工作小組i目錄1.概況..............................................................................

2、.....................................................11.1文檔名稱(chēng)....................................................................................................................11.2概述.....................................

3、.......................................................................................11.3參考文檔....................................................................................................................22.期權(quán)經(jīng)紀(jì)業(yè)務(wù)

4、系統(tǒng)建設(shè)...................................................................................................42.1系統(tǒng)建設(shè)方案...........................................................................................................

5、.42.2賬戶(hù)及適當(dāng)性管理....................................................................................................52.3現(xiàn)貨交易...................................................................................................

6、.................62.4交易終端....................................................................................................................62.5期權(quán)交易.......................................................................

7、.............................................72.6保證金管理................................................................................................................92.7結(jié)算................................................

8、..........................................................................102.8風(fēng)險(xiǎn)監(jiān)控..................................................................................................................102.9產(chǎn)品交付檢查............

9、..............................................................................................123.期權(quán)自營(yíng)業(yè)務(wù)系統(tǒng)建設(shè).................................................................................................133.1系統(tǒng)建設(shè)方案....

10、......................................................................................................133.2自營(yíng)期權(quán)交易..........................................................................................................1

11、33.3結(jié)算..........................................................................................................................153.4風(fēng)險(xiǎn)監(jiān)控...................................................................................

12、...............................153.5產(chǎn)品交付檢查..........................................................................................................164.期權(quán)做市商業(yè)務(wù)系統(tǒng)建設(shè).........................................................

13、....................................184.1系統(tǒng)建設(shè)方案..........................................................................................................184.2做市終端..........................................................

14、........................................................194.3做市商期權(quán)交易......................................................................................................204.4結(jié)算...........................................

15、...............................................................................214.5風(fēng)險(xiǎn)監(jiān)控..................................................................................................................224.6產(chǎn)品交付檢查.......