中國證券公司融資渠道分析.pdf

1、武漢理工大學(xué)碩士學(xué)位論文中國證券公司融資渠道分析姓名：鄭偉申請學(xué)位級別：碩士專業(yè)：國際貿(mào)易學(xué)指導(dǎo)教師：王恕立20050501武漢理工大學(xué)碩士學(xué)位論文AbstractAsthemostchiefandimportantinstitutionofthecapitalmarket，thesecuritiescompanyplaysaverycritica|partThefullplayofthefunctionofthesecuritiesc

2、ompanyneedsastable，effectiveandsufficientcapitalsourceBygrowthanddevelopmentofthecapitalmarketformoFcthan10years，thesecuritiescompanieshaveincreasedtheirscalestosomeextentButtherearealsocomingwithsomeotherfactorsthatdama

3、百ngtheadvanceddevelopmentofthesecuritiescompanies，it’sthequestionofraisingcapitalfortheybusinessSecuritycompanyisjustacompanywhopursuingtheprobablemaximumprofit，soitmustadoptthemosteffectivemethodstoraiseitscapitalInourc

4、ountryinordertocontroltheriskoffinancialmanet，wealwayssacrificetheeffectivenessofthemarketSotherearelacksofsufficientfinancingchannelstheycanchooseEvensometime，securitiescompanieshavetoturntotheillegalchannels，whichrestr

5、ictthedevelopmentofthesecuritiescompaniesgreatlyandleadtOadisorderofthecapitalmarket：ByreviewingthecurrentfinancingchannelswhichcanbeusedbythesecuritiescompanyanddiscussingthecharacteristicsoffinancingmodelsintheUSandJap

6、an，wegivesomemeasurestothosesecuritiescompanies：(1)mal(inggooduseofinternalfund—raising；(2)improvingthecurrentfinancingchannels；and(3)establishingsomeothernewfinancingchannelswhichhasbeenprovedreasonableinsomeothercourtt