黑龍江北亞期貨經(jīng)紀(jì)有限公司風(fēng)險(xiǎn)控制機(jī)制研究.pdf

1、國(guó)內(nèi)圖書分類號(hào)：F83039國(guó)際圖書分類號(hào)：336工商管理碩士學(xué)位論文留821140黑龍江北亞期貨經(jīng)紀(jì)有限公司風(fēng)險(xiǎn)控制機(jī)制研究碩士研究生：導(dǎo)師：申請(qǐng)學(xué)位：所在單位：答辯日期：授予學(xué)位單位：孫冬玲姜明輝工商管理碩上黑龍江北亞期貨經(jīng)紀(jì)公司2005年12月哈爾濱工業(yè)大學(xué)啥爾濱工業(yè)人學(xué)工商管理碩lj學(xué)位論文AbstractWiththedevelopmentofthesocialismmarketeconomythefuluresmarketw

2、ithitsuncomparableadvantagesnotonlyhasplayedapositiveroleinthesteadyincreasingofthenativeeconomy，butalsoputforwardthegloblingoftheworldeconomyThefuturescommissionmerchantsasthecorporationstakingtOfuturestransactionsforth

3、ecustomers，themongersofthefuturestradings，theundertakersoftheriskofthefuturesmarkettraderstakeupaveryimportantpositioninthecompositionofthemarketSoitbecomesoneoftheveryimportantproblemsforthefuturescommissionmerchantstod

4、ecreasetheriskandhavetheriskingoodchargeThroughcontrastingandanalysisingtheforeignanddomesticprecedentsoftheriskcharge，thisarticlefindsoutthesuccessfulexemplestakenplaceinAmericaandJapan，andsummarisesthem，andfindsoutthep

5、roblemshiddeninthemechanismoftheriskcharge，combinatingthefactsofHeilongjiangbeiyafutures，suchasthestockholderscommittee，theboardofdirectors，thesupervisorscommitteeofsomefirmscan’tabletofulfilltheirresponsibilities，theman

6、agersareendureeithertoomuchauthoritiesortoolittleofthem，lackingcustodyItresultinthatsomeofthehighermanagersseizedthefirms’orcustomers’money7andescapedTheregisteredcapitalhasbeenappropriatedbythebigstockholdersandusedouto

7、fline，etcPointingtotheseproblems，fromfourascepts：thefirm’Sdesignprinciple，theriskchargeinfuturesbrokerage，theriskchargeinselfsupportingbusiness，theriskchargeinagentbusiness，thisarticledesignsthenewmechanismtokeepawayther

8、iskandbringsoutthemeasurestosolvetheseproblems，suchasperfectingtheprimaryinstitions，enforcingtheexploringandmanageringoftheworkerresources，providingdirectionsforthecustomerswithscientificanalysis，enhancingthefinancesuper