審核材料核查工作細(xì)則

1、CQC江蘇評(píng)審中心第0頁(yè)目錄審核員行為規(guī)范............................................................................................................................1審核實(shí)施作業(yè)規(guī)范..................................................................

2、......................................................2審核工作質(zhì)量考核管理辦法......................................................................................................11初評(píng)復(fù)評(píng)換證審核上報(bào)材料要求...................................

3、.......................................................14監(jiān)督審核上報(bào)材料要求及評(píng)分規(guī)則..........................................................................................19ISO9001標(biāo)準(zhǔn)要素刪減合理性的要求.....................................

4、..................................................21認(rèn)證范圍的描述要求..................................................................................................................24申請(qǐng)認(rèn)證組織所需的資質(zhì)證明..............................

5、....................................................................29EMS認(rèn)證提交環(huán)評(píng)、三同時(shí)及守法證明的要求.......................................................................33QMS初評(píng)審核計(jì)劃示例.............................................

6、..................................................................35QMS復(fù)評(píng)審核計(jì)劃示例...............................................................................................................38QMS監(jiān)督審核計(jì)劃示例.................

7、..............................................................................................41EMS第一階段審核計(jì)劃示例.......................................................................................................43EMS第二階

8、段審核計(jì)劃示例.......................................................................................................45EMS復(fù)評(píng)審核計(jì)劃示例.................................................................................................

9、..............47EMS監(jiān)督審核計(jì)劃示例...............................................................................................................49多體系審核項(xiàng)目推進(jìn)表示例....................................................................

10、..................................51QMS審核項(xiàng)目推進(jìn)表示例...........................................................................................................53認(rèn)證（獲證）組織分類管理辦法.................................................

11、.............................................54認(rèn)證（獲證）組織評(píng)價(jià)情況記錄表..........................................................................................56客戶滿意度調(diào)查表審核員部分.....................................................

12、...................................57審核員工作情況評(píng)價(jià)表..............................................................................................................58審核人天數(shù)計(jì)算方法及輸入規(guī)范...............................................

13、...............................................59預(yù)訪問(wèn)報(bào)告..................................................................................................................................61現(xiàn)場(chǎng)審核不通過(guò)情況說(shuō)明表......................

14、................................................................................62審核員通訊錄…………………………………………………………………………………..63CQC江蘇評(píng)審中心第2頁(yè)審核實(shí)施作業(yè)規(guī)范審核實(shí)施作業(yè)規(guī)范1.目的目的確保審核工作質(zhì)量并如期完成審核任務(wù)，達(dá)到審核目的，讓受審核方滿意。2.職責(zé)職責(zé)2.1審核組長(zhǎng)負(fù)責(zé)對(duì)整個(gè)審核實(shí)施過(guò)程進(jìn)行控制與管

15、理。2.2審核員負(fù)責(zé)按照審核計(jì)劃參與現(xiàn)場(chǎng)審核。3.工作要求工作要求3.1審核組長(zhǎng)接收并核對(duì)審核資料，審核組長(zhǎng)收到審核部寄送的審核材料后，應(yīng)核對(duì)其完整性，若發(fā)現(xiàn)不完整應(yīng)及時(shí)與審核管理人員或受審核方聯(lián)系，進(jìn)行補(bǔ)充。3.2文件審核（監(jiān)督審核無(wú)此步驟）及預(yù)訪問(wèn)3.2.1在現(xiàn)場(chǎng)審核前，審核組長(zhǎng)應(yīng)對(duì)受審核方的體系文件進(jìn)行充分的審核，并將文件審核中發(fā)現(xiàn)的問(wèn)題與受審核方進(jìn)行溝通。文件審核中發(fā)現(xiàn)的問(wèn)題應(yīng)在實(shí)施現(xiàn)場(chǎng)審核前糾正完畢。3.2.2預(yù)訪問(wèn)3.2.2

16、.1通過(guò)預(yù)訪問(wèn)對(duì)受審核方進(jìn)行初步了解，溝通和確認(rèn)相關(guān)信息，并確定開(kāi)展現(xiàn)場(chǎng)審核的可行性，明確實(shí)施現(xiàn)場(chǎng)審核的日期。3.2.2.2仔細(xì)核實(shí)受審核方人員、規(guī)模、審核范圍、標(biāo)準(zhǔn)條款刪減情況及其合理性、組織機(jī)構(gòu)、部門職責(zé)與主要活動(dòng)、區(qū)域分布、工藝過(guò)程、體系運(yùn)行情況、作息時(shí)間等方面的內(nèi)容是否與申請(qǐng)資料一致。若發(fā)現(xiàn)受審核方的人員、規(guī)?；?qū)徍朔秶c申請(qǐng)書(shū)不一致，必須及時(shí)與審核部審核安排人員聯(lián)系（必要時(shí)填寫《預(yù)訪問(wèn)報(bào)告》），經(jīng)處理完畢得到答復(fù)后方可組建審核