西部信托·中信證券定向資管單一資金信托 盡職調(diào)查報告

1、balancedrunthesatisfactionofthepeopleeducation.RoomXXCityBureauofeducationalsupervisionofXXmunicipalityMay62016CountyeconomicinfmationBusinessCouncilSystemCommittee“twolearnado“l(fā)earningarrangementsspecificprogrammefadvan

2、cefullstrictlyrulepartyaccdingtoCountyganizationDepartmentonCounty“twolearnado“l(fā)earningarrangementsofspecificprogrammeIBoardlearningeducationimplementationprogrammespiritaccdingtodistinguishlevelhastargetedsolutionproble

3、mofrequirementsensurelearningeducationmadeeffectivenesspromoteallmembersconsciouslyrespectedConstitutioncomplywithpartyruleswithXIGeneralSecretaryseriesimptantspeechspiritarmedmindguidepracticePromotethewkbequalifiedpart

4、ymemberslearningarrangementsareherebymakesthefollowingspecificprogrammes.LearningrequirementsonallpartymemberstostudythepartyConstitutionpartyrulesunifytheXIseriesofimptantspeechGeneralSecretaryspeechlearningseriestodeep

5、enunderstingoftheConstitutionPartyrulesConstitutionPartyrulesinthedeepinsightseriesaddressthebasicspiritpracticalrequirements.1.ConstitutionPartyrules.LearningofthepartyConstitutionadeepunderstingofthepartysnaturepurpose

6、guidingprinciplesgoalsganizationgoodstylegraspconditionsrightsobligationsofpartymembersbearinginmindthatoathclearqualifiedpartymembercriteriaconditions.LearningthecodeofselfdisciplineoftheCPCtheCPCsdisciplinaryregulation

7、stheChineseCommunistPartyMemberRightsdinancesoonmasteringselfdisciplinestardsof“fourmust“the“fourupholdings“masteringvarioustypesofdisciplinaryoffencepunishmentprovisions.2.seriesspoke.ToXIGeneralSecretaryseriesimptantsp

8、eechreading(2016version)outpovertyfbasictextbooklearningunderstXIGeneralSecretaryseriesimptantspeechofbasicspiritlearningunderstCentralrulingactingpoliticalnewconceptnewthoughtnewstrategyofbasiccontentlearningunderstXIGe

9、neralSecretaryinFujianwkduringadvocateof“fourgrassroots““immediatelyondo““““weakbirdfirstfly“theinNanpingresearchstudyproposedof“gravityXiamoved““innovationmechanism“imptantthoughtMasterstrengthenthepartyspiritfulfillsth

10、epurposeideasmalacterconservationrelatedtothebasicrequirements.Mainunderstmasterfollowingaspectscontent:(1)idealfaithisCommunistsspiritShangof“calcium“setrightofwldviewOutlookonlifevalues(2)Chinadreamisnationalofdreamnat

11、ionalofdreampeopleofdreamisChinesemodernyilaimostgreatofdreamceEssentialsisnationalprosperitynationalrevitalizationpeoplehappiness(3)ChinafeaturesSocialistisachievedChinesegreatrevivalofwayenhancedroadconfidencetheyconfi

12、dencesystemconfidence(4)“fourafull“StrategylayoutisnewofhistyconditionsXiapartyrulingactingpoliticaltotalstrategyconsciouslywith“fourafull“l(fā)edthewk(5)insistedinnovationcodinationgreenopenshareddevelopmentisrelationshipCh

13、inadevelopmentglobalofonedeepchangeaccdingtonewdevelopmentconceptdojob(6)practicelineSocialistcevaluespromoteSocialistthoughtmalChinesetraditionalvirtuefullstrictlyrulepartyisallmemberscommonresponsibilitymustimplementat

14、iontoeachbrancheachnamemembers.3...Playavanguardexemplaryroleinlife.Keeptothecrectpoliticalientationpoliticalsensitivitypoliticaljudgmentdaretofightagainstallkindsofwrongthoughtwrongwdsdeeds.(2)firmlyestablishconsciousne

15、ssofthepartythepartymembersconsciousness.Focusonsomepartymemberssenseofganizationdisciplinetheydonotparticipateintheganizationisnotrequiredtopaymembershipduesfalongtimedonotplayavanguardexemplaryrolesomedontevenmentionme

16、mbershipfailtomakeadistinctionbetweenrightwrongfailingtoobservepoliticaldisciplinerulessoon.AlwayskeepinmindthatheisaCommuniststrengthenpartyspiritlisteningpartypartypartypartypartypartyguardingpartyatthepartythepartyfth

17、eparty.(3)strengtheningtheconsciousnessofthepartyspurpose.Focusonpeoplesconceptionofsomepartymemberslackofsenseofservicedonotcarefthemassesdidnottaketheinitiativesomeevenhurtpublicinterestsjobexcellentthickfriendseatings

18、oon.Bearinginmindthefundamentalpurposeofservingtoppeopleatheartclosetieswiththemassesbekindtopeoplededicatedtopublicserviceplayapartinpovertyreliefwithpracticalactionstowinthetrustsupptofthemasses.(4)activelypracticingth

19、eSocialistcevalues.Focusondonotobservestringentmembersknowledgeoutofdevotiontalkaboutethicsgoodfaithisnotenoughsomeevenvaluedisttionsmalmisconductsexyvulgarmaterialisticsoon.StrengtheningmalcultivationZontafgoodpayattent

20、iontoselfdisciplinespiritualpursuittointernalizethecevaluesintoconsciousactionwithexemplarybehaviinfluenceleadpeople.(5)setupinthepracticeofpromotingrefmdevelopmentstability.Focusonsomepartymemberswiththestatusquoalessag

21、gressivemooddepressedsayingsluggishagainjusttogetbynotseekingguodeyingsomeevenperfunctyaddressevadingresponsibilityotherissues.Activelyadapttotheeconomicdevelopmentofthenewnmalseriouslyimplementthenewdevelopmentphilosoph

22、yhardwkhardwkhardbasedontheirowndedication.SecondontheCouncilofthesectionlevelcadresaboverequirementssectionabovepartycadrestotaketheleadintheeducationwkingcloselywithleadingpracticelearnmebettermestrictrequirementshighe

23、rstrivetoimprovetheideologicalpoliticalqualitytheeticallevels.1.ConstitutionPartyrules.SystemlearningunderstingCPCarticlesinfullgraspbasiccontentofbasedShangfocusmasterConstitutionmastermemberspartyofganizationsystempart

24、yofCentralganizationpartyofplaceganizationpartyofgrassrootsganizationspartyofcadrespartyofdisciplinechaptercontentdeepgrasp“twoavanguard“ofnaturemissionfurtherclear“fouraservice“ofrequirementsmastermembersleadersmusthaso

25、fsixitemsbasicconditions.StudyingthecodeofselfdisciplineoftheCPCtheCPCdisciplinaryregulationsregulationsoftheCPClocalcommitteesofthepartywkoftheChineseCommunistParty(ftrialimplementation)dinancesuchastheionappointmentofp

26、artyGovernmentleadingcadreswkofimptantlawsregulationswithin西部信托西部信托中信證券定向資管中信證券定向資管單一資金信單一資金信托盡職調(diào)查報告盡職調(diào)查報告項目名稱：項目名稱：西部信托西部信托中信證券定向資管單一資金信托中信證券定向資管單一資金信托上報部門：上報部門：證券業(yè)務(wù)部證券業(yè)務(wù)部第一調(diào)查人：第一調(diào)查人：牛婷第二調(diào)查人：第二調(diào)查人：姚濤部門負(fù)責(zé)人：部門負(fù)責(zé)人：姚濤上報時間：上

27、報時間：20132013年7月2525日balancedrunthesatisfactionofthepeopleeducation.RoomXXCityBureauofeducationalsupervisionofXXmunicipalityMay62016CountyeconomicinfmationBusinessCouncilSystemCommittee“twolearnado“l(fā)earningarrangementsspe

28、cificprogrammefadvancefullstrictlyrulepartyaccdingtoCountyganizationDepartmentonCounty“twolearnado“l(fā)earningarrangementsofspecificprogrammeIBoardlearningeducationimplementationprogrammespiritaccdingtodistinguishlevelhasta

29、rgetedsolutionproblemofrequirementsensurelearningeducationmadeeffectivenesspromoteallmembersconsciouslyrespectedConstitutioncomplywithpartyruleswithXIGeneralSecretaryseriesimptantspeechspiritarmedmindguidepracticePromote

30、thewkbequalifiedpartymemberslearningarrangementsareherebymakesthefollowingspecificprogrammes.LearningrequirementsonallpartymemberstostudythepartyConstitutionpartyrulesunifytheXIseriesofimptantspeechGeneralSecretaryspeech

31、learningseriestodeepenunderstingoftheConstitutionPartyrulesConstitutionPartyrulesinthedeepinsightseriesaddressthebasicspiritpracticalrequirements.1.ConstitutionPartyrules.LearningofthepartyConstitutionadeepunderstingofth

32、epartysnaturepurposeguidingprinciplesgoalsganizationgoodstylegraspconditionsrightsobligationsofpartymembersbearinginmindthatoathclearqualifiedpartymembercriteriaconditions.LearningthecodeofselfdisciplineoftheCPCtheCPCsdi

33、sciplinaryregulationstheChineseCommunistPartyMemberRightsdinancesoonmasteringselfdisciplinestardsof“fourmust“the“fourupholdings“masteringvarioustypesofdisciplinaryoffencepunishmentprovisions.2.seriesspoke.ToXIGeneralSecr

34、etaryseriesimptantspeechreading(2016version)outpovertyfbasictextbooklearningunderstXIGeneralSecretaryseriesimptantspeechofbasicspiritlearningunderstCentralrulingactingpoliticalnewconceptnewthoughtnewstrategyofbasicconten

35、tlearningunderstXIGeneralSecretaryinFujianwkduringadvocateof“fourgrassroots““immediatelyondo““““weakbirdfirstfly“theinNanpingresearchstudyproposedof“gravityXiamoved““innovationmechanism“imptantthoughtMasterstrengthenthep

36、artyspiritfulfillsthepurposeideasmalacterconservationrelatedtothebasicrequirements.Mainunderstmasterfollowingaspectscontent:(1)idealfaithisCommunistsspiritShangof“calcium“setrightofwldviewOutlookonlifevalues(2)Chinadream

37、isnationalofdreamnationalofdreampeopleofdreamisChinesemodernyilaimostgreatofdreamceEssentialsisnationalprosperitynationalrevitalizationpeoplehappiness(3)ChinafeaturesSocialistisachievedChinesegreatrevivalofwayenhancedroa

38、dconfidencetheyconfidencesystemconfidence(4)“fourafull“StrategylayoutisnewofhistyconditionsXiapartyrulingactingpoliticaltotalstrategyconsciouslywith“fourafull“l(fā)edthewk(5)insistedinnovationcodinationgreenopenshareddevelop

39、mentisrelationshipChinadevelopmentglobalofonedeepchangeaccdingtonewdevelopmentconceptdojob(6)practicelineSocialistcevaluespromoteSocialistthoughtmalChinesetraditionalvirtue目錄目錄第一章信托項目的設(shè)計方案及運作模式...........................

40、...................1一、項目背景.............................................1二、信托設(shè)計方案..........................................1三、關(guān)聯(lián)交易的說明........................................2第二章委托人概述.......................................

41、...........................................2一、民生銀行概述..........................................2二、財務(wù)情況..............................................8第三章資管計劃管理人概述............................................................

42、....12一、中信證券概述.........................................12二、財務(wù)情況.............................................18第四章信托投資標(biāo)的情況....................................................................22第五章項目存在風(fēng)險分析和防范措施.............

43、...................................24一、風(fēng)險揭示.............................................24二、風(fēng)險承擔(dān).............................................25第六章信托項目可行性評價................................................................2

44、5第七章項目經(jīng)理意見............................................................................26第八章部門結(jié)論....................................................................................26第九章聲明..................................