論我國(guó)證券私募發(fā)行法律制度的完善——以美國(guó)和我國(guó)臺(tái)灣地區(qū)為借鑒.pdf

1、華僑大學(xué)碩士學(xué)位論文論我國(guó)證券私募發(fā)行法律制度的完善——以美國(guó)和我國(guó)臺(tái)灣地區(qū)為借鑒姓名：張景三申請(qǐng)學(xué)位級(jí)別：碩士專(zhuān)業(yè)：經(jīng)濟(jì)法學(xué)指導(dǎo)教師：莊善裕20050616AbstractThesecuritiesprivateplacementisacomparativelymamrefinancinginstrumentindevelopedcountriesandareasAsallindispensablepartofcurrentcapit

2、almarket，itshouldn’tbeevadedduringtheprocessofsecuritieslegislationinChinaSincetheUS，whichhasalreadyconstructthemostoveralllegalsystem，isthecradleofsecuritiesprivateplacement，moreandmorecountriesarefollowingtheUSstepsins

3、uccessionandtransplantingsuchaninstitutionintotheirrespectivelawsTaiwanareaofChinagoeswellinsuchfieldandoffersUSmuchusefulexperiencefortheconstructionoftherelevantlegalsysteminthemainlandareaofChinaWithreferencestoUSandT

4、aiwanareaofChina，thisresearchmainlyutilizessuchmeansascomparativeanalysis，economicanalysis，historicalanalysisandcontextualanalysisWithafocusontheprocedureofsecuritiesprivateplacementandtheevolutionoflegalrules，thisresear

5、chrepresentsitsorientedlegislativesuggestionabouthowtoimprovetherelevantlegalsysteminChinaOtherthantheprefaceandepilogue，theschemeofthediscussionisdividedintofivechaptersasfollows：Thelegalstatusofsecuritiesprivateplaceme

6、ntwillbeillustratedinChapterIFirst，thenatureandcharacteristicofit，whichareregardedasthebasisofthisresearch，alefullyanalyzedThelegalsystemofsecuritiespriv缸eplacementinUSandinTaiwanareabothhasitsownevolutionprocess，through

7、whichitslegalstatusCanbeclearlyrevealedInChapterII，thewholedevelopmentofsecuritiesprivateplacementinmainlandareaofChinawillbeintroducedUnderthecircumstanceofdeficientcapitalmarketWehaveneverhadanuniformstandardforthepriv