論私募發(fā)行信息披露義務(wù).pdf

1、對(duì)外經(jīng)濟(jì)貿(mào)易大學(xué)碩士學(xué)位論文論私募發(fā)行信息披露義務(wù)姓名：施捷申請(qǐng)學(xué)位級(jí)別：碩士專業(yè)：國(guó)際法學(xué)指導(dǎo)教師：丁丁20080401IIAbstractThispaperdiscussesthedutyofinfmationdisclosureinsecurityprivateoffering.ItdrawslessonsfromprivateofferinglegislationinthetypicalregionsuchastheUSTaiw

2、anadoptsthecomparativeanalysiseconomyanalysishisticalanalysisfresearch.FocusingonsecurityprivateofferingitsinfmationdisclosureIsetoutproposalsontheimprovementofinfmationdisclosureinprivateoffering.Apartfromfewdconclusion

3、thispaperiscomprisedoffourparts.InthefirstpartIintroducethebasictheiesonprivateoffering.AtthebeginningIdefinetheconceptofprivateofferingwhichisthebasisofthepaper.WiththeintroductionontheUSrelevantregulationsaclarificatio

4、nismadeontheacteristicsadvantagesfprivateofferingcomparedwithpublicoffering.InthesecondpartofthepaperIdiscussthesecurityinfmationdisclosuresystemanalyzeitstheeticalbasisreasonableness.Alsointroducedfreferenceisthelegisla

5、tioninthisregardintheUSTaiwan.InthesubsequentpartIdiscussthestatusquoofprivateofferingframeinChinaitsimprovementonlegislation.ConsideringthatthereareplentyofprivateofferingdefactoinChinesecapitalmarketitisnecessarytoregu